Your next audit is coming. Are you ready, or will you be scrambling?
Wealth management firms face pressure other industries don’t. Auditors want proof. Regulators want documentation. Cyber threats keep changing shape. And the tools built for other industries rarely fit.
Micro Strategies works with wealth management firms navigating complex compliance, governance, and cybersecurity challenges. This session, presented in partnership with the Morris County Chamber of Commerce is built on that experience, not a general playbook. Join us for a breakfast built specifically for firms who want to get ahead of audit, compliance, and cyber pressure instead of reacting to it.
Event Details
Date: September 16, 2026
Time: 8:30 AM to 10:00 AM
Location: Micro Strategies, 1140 Parsippany Boulevard, Parsippany, NJ
Registration Required
What You’ll Walk Away With
- A clear path to audit readiness that cuts disruption
- Stronger governance and oversight processes built for regulated firms
- A plan for managing vendor and third-party risk
- Defenses against the cyber threats hitting financial services right now
- A resilience and response plan you can act on before an incident hits
- Reporting practices that hold up at the board level
Who Should Be in the Room
This session is designed for leaders responsible for governance, compliance, cybersecurity, risk management, and operational oversight within financial services organizations, including:
- CEOs, Presidents, and Executive Leadership Teams
- Managing Partners and Firm Principals
- Chief Compliance Officers (CCOs)
- Chief Information Officers (CIOs)
- Chief Information Security Officers (CISOs)
- Directors of IT and Technology Leaders
- Cybersecurity and Information Security Leaders
- Risk Management and Governance Professionals
- Operations Executives and Business Operations Leaders
- Wealth Management and Investment Advisory Firm Leaders
Ideal for leaders at wealth management firms, registered investment advisors (RIAs), family offices, broker-dealers, and other regulated financial services organizations.
Why This Matters Now
Firms that prepare before the audit spend less time reacting and more time serving clients and growing the business. Micro Strategies brings direct experience with the systems, risks, and regulatory pressure specific to financial services, not a one-size-fits-all approach.